Senior Compliance Manager, Tokenized Securities Venue (Americas)

Own the compliance program for the venue's SEC exemption, including tracking each condition, testing controls and keeping records ready for regulatory examination.

Manage the venue's public notice: review revisions, control versions, and make sure the notice matches how the product actually works. This includes corrections and…

Run the issuer notice process from start to finish, including tracking delivery, handling objections and confirming each stock's listing date.

Track and monitor TSV limits on an ongoing basis, including per-stock and volume limits against consolidated market data, periodic tier rechecks…

Working knowledge of the federal securities laws that apply to trading venues, such as Regulation ATS, Regulation NMS and market manipulation rules…

Experience building or running compliance programs under regulatory conditions, exemptive relief or no-action positions.

Familiarity with how blockchain-based trading works, including self-custodied wallets, smart contracts, liquidity pools and on-chain screening.

Strong drafting skills, with experience turning complex technical or legal detail into clear public disclosures and procedures.