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Regulatory Governance Manager

Job Overview

This role leads a critical regulatory reporting initiative as required under the US Monitorship. The Regulatory Specialist owns the process from identification of relevant financial crime typologies through escalation, committee review, submission and follow-up, works across Compliance, Legal, Investigations and the Leadership Team, and tracks every item…

Key points

  1. Own the end-to-end Regulatory Reporting process, from identification and escalation through committee assessment, submission to relevant authorities and closure of follow-up requests.

  2. Lead the identification of in-scope matters across all sub-compliance teams, ensuring anything relevant is escalated and presented to the relevant working group and leadership…

  3. Lead, present at and minute working group meetings and formal committees and track and follow up on all actions to completion.

  4. Prepare submissions and materials to regulators and relevant authorities in collaboration with internal counsel and external counsel…

  5. Working knowledge of AML/BSA, sanctions and terrorist financing requirements and of the U.S. federal criminal law framework and Global Financial Crime industry guidance.

  6. Proven ability to lead committees, present to senior leadership and take detailed, accurate minutes with clear action follow-up.

  7. Strong working relationship with legal counsel, and experience in delivering high profile reporting.

  8. Exceptionally organised, with the ability to manage concurrent escalations, deadlines and requests and track every item meticulously.

Skills

Stakeholder ManagementRecruitingCommunication

Experience: Mid-level · 5+ years

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